Compliance Programs - Barret School of Banking, Graduate School, Memphis Tennessee

Lending Compliance and Operations/Deposit and BSA/AML Compliance
October 25-27, 2011

Attend one or both sessions of this three-day program and receive the latest information on compliance issues impacting your bank. Enrollment will be limited to ensure greater interaction with the instructor. Day one (seven hours) covers Lending Compliance, day two (seven hours) focuses on Operations/Deposit Compliance, and day three (three and one-half hours) concentrates on Bank Secrecy Act/Anti-Money Laundering. CPE credit is available.

Lending Compliance topics include:

FACTA
Regulation Z
RESPA
Flood Disaster Protection Act
Fair Lending/Regulation B
Home Mortgage Disclosure Act
CRA
S.A.F.E. Act Update
SCRA changes

Operations/Deposit Compliance topics include:

UDAP (Unfair & Deceptive Acts or Practices)
Regulation E
Regulation D
Regulation DD
Regulation CC
Privacy & Information Safekeeping
Bank Protection Act
Garnishment
E-Sign Act
ADA

Bank Secrecy/Anti-Money Laundering topics include (half-day):

Changes in 2010 FFIEC Examination Manual
Technical Requirements & recent FinCEN Updates
Suspicious Activity Reporting
High Risk Assessment & Monitoring
USA Patriot Act
CIP concerns & issues
OFAC

Audience: Compliance Officers, Internal Auditors, BSA Officers, Risk Managers, COOs, all other
compliance personnel – regardless of prior training or experience

Location: Sessions will be held on the campus of Christian Brothers University, located at 650 East
Parkway South, Memphis,TN 38104.

Cost: The fee for Lending Compliance is $295.The fee for Operations/Deposits/BSA/AML
Compliance is $400.The cost to attend both programs is $695.

Housing: A block of rooms will be available at the all-suite Holiday on Central Avenue, a short drive
from CBU.The phone number to book a room is 901.678.8200.To receive the discounted rate, give the
booking agent the event name Barret School of Banking.

Instructor: Chuck Lewis is Vice President of Compliance Services for the Missouri Bankers Association.

2012 dates: October 23-25, 2012